Going Independent as a Financial Advisor: 6 Signs It’s Time
If you’re already thinking of going independent as a financial advisor, you’ve likely seen it all when it comes to the pros and cons of being affiliated with a large corporate wirehouse entity. While there are certainly benefits like name recognition and marketing support that come with managing assets within their established systems, you’ve also […]
Guide to Onboarding New Clients: 7-Step Timeline for Success
As an independent financial advisor, you understand that kick-starting a relationship with your clients begins with a seamless process for onboarding new clients. It’s more than just an initial step; it’s the foundation for a lasting, successful client relationship. Having a streamlined system in place isn’t merely beneficial; it’s critical. A well-oiled routine not only […]
SEO for Financial Advisors: 13 Essential Strategies for Success
In an era where client acquisition and retention have become synonymous with online visibility, it’s imperative for independent financial advisors to dig deep into the realm of Search Engine Optimization (SEO). Yes, we know the idea of this magic “front of line pass” that is SEO can be daunting. But when you break it down, […]
Ethics in Financial Planning: Navigating Complex Situations with Integrity
As an independent financial advisor, it’s crucial to uphold a strong sense of ethics in every aspect of your practice. Ethics in financial planning involves understanding your fiduciary duty, upholding the principles of integrity, competence, confidentiality, and professionalism, adhering to regulatory and industry standards, and promoting ethical practices within your firm. In this engaging […]
10 Key Industry Trends & Developments for 2024 Every Financial Planner Should Know
In an ever-evolving world, the financial sector stands out as one rapidly undergoing significant shifts. The question on everyone’s mind is – what does the future have in store? While our crystal ball may be somewhat clouded, we can make some educated predictions based on emerging trends for any financial planner gaining momentum in the […]
Complete Guide to RIA Compliance: Best Practices for Navigating Regulatory Changes
Learn actionable tips and advice about navigating regulatory changes and updates for independent financial planners to stay within RIA compliance. As the financial industry undergoes continuous regulatory developments and regulators intensify their scrutiny, the responsibilities of financial advisors and broker dealers in terms of compliance have become increasingly crucial. Financial compliance encompasses a framework of […]
The Value of Mastermind Groups for Independent Financial Advisors
Integrated Financial Group (IFG) is a large enterprise group within the LPL ecosystem, operating from our base in Atlanta, Georgia, with 63 teams spread across 13 states. Our teams comprise incredibly dedicated individuals who have been with us for many years, and those who have just joined our unique community. A significant part of our […]
Certified Financial Planners: A Comprehensive Guide
Financial planning is a vital aspect of life that can significantly influence your future comfort and security. One of the primary professionals in this domain is a Certified Financial Planner (CFP), an individual with the knowledge, skills, and ethical standards to help people navigate their financial journey. In this guide, we will delve deep into […]
Building a Successful RIA Practice: Strategies for Client Acquisition and Retention
When it comes to building a successful RIA practice, client acquisition and retention are absolutely essential. As independent financial planners, it is imperative to establish meaningful and long-lasting relationships with clients in order to thrive in this industry. However, let’s get real here – acquiring clients is just the beginning. It takes dedication and hard […]
Going Independent as a Financial Planner: Should I Stay or Should I Go?
You’ve got a vision of what you want your practice to be. The corporate environment is too restrictive to really deliver the experience your clients want from you. You want more for yourself, your people and your followers. But going independent as a financial planner can feel a little overwhelming “A good advisor knows their […]
