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Tag: Regulation

The Broker Protocol: Everything Financial Advisors Should Know

Explore everything you need to know about the nuances of broker protocol and how it affects your financial advisory practice.

The Costs of Going Independent: What Financial Advisors Need to Know

Discover the costs of going independent versus the costs of waiting to take the leap, as well as how IFG can help with the process.

Top Transition Concerns and How IFG Can Help

Learn tips and insights from successful advisors that help alleviate the anxiety about transitioning to independence.

10 Most Common Compliance Questions We Hear from Financial Advisors

Demystify the nuances of compliance to protect your practice and your clients from these common challenges.

Complete Guide to RIA Compliance: Best Practices for Navigating Regulatory Changes

Learn the best practices to ensure your RIA remains compliant in a constantly evolving regulatory landscape.

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  • ABOUT IFG
  • WHY IFG
  • SUPPORT
  • RESOURCES
  • CAREERS
  • FIND A PLANNER
  • LET’S TALK