Laurel Resendez
Director of RIA Compliance
Laurel works on keeping the Advisory firm and Advisors compliant with SEC Rules and Regulations. She spends time researching current requirements and trends, then establishes procedures and processes from cybersecurity to registrations. In addition, Laurel fields questions from Advisor offices and helps them understand the reasoning behind the requirements and practical ways to handle the regulatory environment.
Laurel has been in the financial services industry for over 25 years and joined IFG in 2017. She has worked for a consulting firm, multiple broker-dealers and investment advisory firms. Laurel lives in Woodstock and has three adult children. Whenever possible, she drags her friends or family to hike, eat out, or visit all things art, music and theatre.
AREAS OF EXPERTISE
- SEC Rules and Regulations
- Compliance and registration
- Advisor support
- Policies and Procedures
EDUCATION/CERTIFICATION
- BA. Economics & Business Administration, Augustana College, IL
- M.B.A, Loyola University Chicago
Laurel Resendez
Director of RIA Compliance
Laurel works on keeping the Advisory firm and Advisors compliant with SEC Rules and Regulations. She spends time researching current requirements and trends, then establishes procedures and processes from cybersecurity to registrations. In addition, Laurel fields questions from Advisor offices and helps them understand the reasoning behind the requirements and practical ways to handle the regulatory environment.
Laurel has been in the financial services industry for over 25 years and joined IFG in 2017. She has worked for a consulting firm, multiple broker-dealers and investment advisory firms. Laurel lives in Woodstock and has three adult children. Whenever possible, she drags her friends or family to hike, eat out, or visit all things art, music and theatre.
AREAS OF EXPERTISE
- SEC Rules and Regulations
- Compliance and registration
- Advisor support
- Policies and Procedures
EDUCATION/CERTIFICATION
- BA. Economics & Business Administration, Augustana College, IL
- M.B.A, Loyola University Chicago
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Integrated Financial Group 200 Ashford Center North Suite 400 Atlanta, GA 30338
TOP 25 FIRM
2003-2021
Top Ranked Workplace
2015-2022
Top 25 Firm
2003-2021
TOP RANKED WORKPLACE
2015-2022
Securities and Advisory services offered through LPL Financial, a registered investment adviser. Member FINRA/SIPC. Advisory Services may be offered through LPL Financial, a registered investment adviser or IFG Advisory, LLC, a registered investment adviser. Integrated Financial Group and IFG Advisory, LLC are separate entities from LPL Financial. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact business with residents of the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, DC, Florida, Georgia, Idaho, Illinois, Iowa, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Virginia, West Virginia, Wisconsin.